Legal Disclaimer & Terms of Use

Disclaimer & Terms of Use:

Cynergy Research Services (“Cynergy”) provides financial research & analysis services and Investment Opinions only, and not specific Investment Advice. Cynergy is not a professional financial advisor nor an investment dealer. The information presented and discussed is not an offer, nor a solicitation, to buy or sell any securities referred to in any Reports nor in any information provided online. The material is general information intended for recipients who understand the risks associated with an investment in any securities referred to in any of Cynergy’s publications. Cynergy has made no determination regarding whether an investment, course of action, or associated risks are suitable for the recipient, who should consider consulting their financial or investment advisor(s) before they invest in any securities, including the ones profiled in the Cynergy Dividend & Growth Model Portfolio. Including any particular security in your portfolio depends on your individual financial situation, short and long term objectives, tolerance for risk (both volatility and potential for permanent capital impairment), and desired and actual return(s) on your investments. Investors should review their risk tolerances on an annual basis. Cynergy cannot be held liable or responsible for any loss or damages arising directly or indirectly from the use of Cynergy research and the information contained herein and therein.


United States General Disclaimer:

Securities traded or quoted in the United States and United States Persons

Cynergy's Model Portfolio and Quarterly Newsletter follows companies engaged in business, usually on a global basis. Some of these companies may be incorporated in, carry on business in, or otherwise have a material presence in the United States; and/or have securities which trade in the United States on a stock exchange registered under the Securities Exchange Act of 1934 (the “Exchange Act”), including AMEX, NASDAQ and the NYSE, (a “U.S. Traded Security”) or which may be quoted on a quotation service such as the Over-the-Counter Bulletin Board operated by the Financial Services Regulatory Authority (FINRA) or the bulletin boards operated by OTC Markets such as the OTCQX and OTCQB (a “U.S. Quoted Security”).

United States Persons, as that term is defined under Regulation S of the Securities Act of 1933 (the “Securities Act”), agree that they are not relying on opinions for information found in a Model Portfolio or Quarterly Newsletter to conduct trades or otherwise make an investment decision in securities, including in U.S. Traded Securities and U.S. Quoted Securities, and acknowledge that trades and investment decisions, if any, in securities referenced in a newsletter should only be made in consultation with a broker-dealer or investment adviser licensed in their jurisdiction.


United States Securities Regulations

The information provided by Cynergy via its Model Portfolio, Quarterly Newsletter, and Special Reports, does not constitute an offer to sell or a solicitation of an offer to buy any securities of a corporation or entity, including U.S. Traded Securities or U.S. Quoted Securities, in the United States or to U.S. Persons.

Securities may not be offered or sold in the United States except in compliance with the registration requirements of the Securities Act and applicable U.S. state securities laws or pursuant to an exemption therefrom. Any public offering of securities in the United States may only be made by means of a prospectus containing detailed information about the corporation or entity and its management as well as financial statements.

No securities regulatory authority in the United States has either approved or disapproved of the contents of any newsletter. Michael Clements and any other Cynergy personnel are not registered with the United States Securities and Exchange Commission (the “SEC”) or any state securities commission or authority: as a “broker-dealer” under Securities Exchange Act of 1940, as an “investment adviser” under the Investment Advisers Act of 1940, or in any other capacity.


Disclaimer for Quarterly and Other Reports:

United States Securities Regulations

The information in the Cynergy Quarterly Report newsletter and any other Special Report letters does not constitute an offer to sell or a solicitation of an offer to buy any securities of the corporations referred to herein, in the United States or to U.S. Persons. Securities may not be offered or sold in the United States except in compliance with the registration requirements of the Securities Act and applicable U.S. state securities laws or pursuant to an exemption therefrom.

Any public offering of securities in the United States may only be made by means of a prospectus containing detailed information about the corporation or entity and its management as well as financial statements. No securities regulatory authority in the United States has either approved or disapproved of the contents of any Cynergy newsletter or report.

U.S. Persons, as that term is defined under Regulation S of the Securities Act, should not rely on opinions or information stated herein to conduct trades of securities or otherwise make an investment decision, and acknowledge that trades and investment decisions, if any, in securities referenced herein should only be made in consultation with a broker-dealer or investment adviser licensed in their jurisdiction.

Michael Clements and any other Cynergy personnel are not registered with the United States Securities and Exchange Commission (the “SEC”) or any state securities commission or authority: as a “broker-dealer” under Securities Exchange Act of 1940, as an “investment adviser” under the Investment Advisers Act of 1940, or in any other capacity.